合规架构：GDPR与等保ISO27001

GDPR合规实现

GDPR（通用数据保护条例）要求企业保护欧盟公民的个人数据隐私权。

// GDPR数据处理管理
@Component
public class GDPRComplianceManager {
    
    private final DataSubjectRepository dataSubjectRepo;
    private final ConsentManager consentManager;
    private final AuditLogger auditLogger;
    
    // 数据主体权利实现
    public DataExportResponse exportUserData(String userId) {
        // 1. 验证用户身份
        verifyDataSubject(userId);
        
        // 2. 收集所有个人数据
        Map<String, Object> personalData = collectPersonalData(userId);
        
        // 3. 生成可移植格式
        DataExportResponse response = DataExportResponse.builder()
            .userId(userId)
            .exportDate(Instant.now())
            .format("JSON")
            .data(personalData)
            .build();
        
        // 4. 记录审计日志
        auditLogger.logDataExport(userId, response);
        
        return response;
    }
    
    // 数据删除（被遗忘权）
    public DeletionResponse deleteUserData(String userId, String reason) {
        // 1. 验证请求
        verifyDeletionRequest(userId);
        
        // 2. 检查保留要求
        if (hasLegalRetention(userId)) {
            return DeletionResponse.retained("法律要求保留");
        }
        
        // 3. 执行数据删除
        List<String> deletedFrom = performDeletion(userId);
        
        // 4. 通知第三方
        notifyThirdParties(userId);
        
        // 5. 记录审计日志
        auditLogger.logDataDeletion(userId, reason, deletedFrom);
        
        return DeletionResponse.success(deletedFrom);
    }
    
    // 同意管理
    public ConsentRecord recordConsent(String userId, ConsentRequest request) {
        ConsentRecord record = ConsentRecord.builder()
            .userId(userId)
            .purposes(request.getPurposes())
            .granted(true)
            .timestamp(Instant.now())
            .version(request.getPolicyVersion())
            .build();
        
        consentManager.save(record);
        
        return record;
    }
    
    private Map<String, Object> collectPersonalData(String userId) {
        Map<String, Object> data = new HashMap<>();
        
        // 基本信息
        data.put("profile", userProfileRepo.findByUserId(userId));
        
        // 订单数据
        data.put("orders", orderRepo.findByUserId(userId));
        
        // 日志数据
        data.put("activity_logs", activityLogRepo.findByUserId(userId));
        
        // 偏好设置
        data.put("preferences", preferenceRepo.findByUserId(userId));
        
        return data;
    }
}

等保2.0合规

等保2.0是中国网络安全等级保护制度，根据系统重要性分为五个等级。

// 等保合规检查
@Component
public class MLPSComplianceChecker {
    
    private final SecurityConfigRepository configRepo;
    private final VulnerabilityScanner vulnerabilityScanner;
    
    // 等保三级要求检查
    public ComplianceReport checkLevel3Compliance() {
        ComplianceReport report = new ComplianceReport("等保三级");
        
        // 1. 物理安全
        report.addCheck(checkPhysicalSecurity());
        
        // 2. 网络安全
        report.addCheck(checkNetworkSecurity());
        
        // 3. 主机安全
        report.addCheck(checkHostSecurity());
        
        // 4. 应用安全
        report.addCheck(checkApplicationSecurity());
        
        // 5. 数据安全
        report.addCheck(checkDataSecurity());
        
        // 6. 安全管理制度
        report.addCheck(checkSecurityManagement());
        
        // 7. 安全管理机构
        report.addCheck(checkSecurityOrganization());
        
        // 8. 安全管理人员
        report.addCheck(checkSecurityPersonnel());
        
        // 9. 安全建设管理
        report.addCheck(checkSecurityConstruction());
        
        // 10. 安全运维管理
        report.addCheck(checkSecurityOperations());
        
        return report;
    }
    
    private ComplianceItem checkNetworkSecurity() {
        // 检查网络架构
        boolean architectureValid = validateNetworkArchitecture();
        
        // 检查访问控制
        boolean accessControlValid = validateAccessControl();
        
        // 检查入侵防范
        boolean intrusionPrevention = validateIntrusionPrevention();
        
        // 检查恶意代码防范
        boolean malwareProtection = validateMalwareProtection();
        
        return ComplianceItem.builder()
            .item("网络安全")
            .passed(architectureValid && accessControlValid && 
                    intrusionPrevention && malwareProtection)
            .details(Map.of(
                "网络架构", architectureValid,
                "访问控制", accessControlValid,
                "入侵防范", intrusionPrevention,
                "恶意代码防范", malwareProtection
            ))
            .build();
    }
}

ISO 27001认证

ISO 27001是信息安全管理体系的国际标准，提供系统化的信息安全管理方法。

// ISO 27001控制措施管理
@Component
public class ISO27001Controller {
    
    private final ControlMeasureRepository controlRepo;
    private final RiskAssessmentService riskService;
    
    // 控制措施实施
    public ControlImplementation implementControl(String controlId) {
        ControlMeasure control = controlRepo.findById(controlId)
            .orElseThrow(() -> new ControlNotFoundException(controlId));
        
        // 1. 评估风险
        RiskAssessment risk = riskService.assess(control);
        
        // 2. 制定实施计划
        ImplementationPlan plan = createImplementationPlan(control, risk);
        
        // 3. 执行实施
        ImplementationResult result = executeImplementation(plan);
        
        // 4. 记录证据
        Evidence evidence = collectEvidence(control, result);
        
        return ControlImplementation.builder()
            .control(control)
            .plan(plan)
            .result(result)
            .evidence(evidence)
            .build();
    }
    
    // 内部审核
    public AuditReport conductInternalAudit() {
        AuditReport report = new AuditReport();
        
        // 1. 审核策划
        AuditScope scope = defineAuditScope();
        
        // 2. 现场审核
        List<AuditFinding> findings = performAudit(scope);
        
        // 3. 不符合项处理
        List<NonConformity> nonConformities = processFindings(findings);
        
        // 4. 纠正措施
        List<CorrectiveAction> correctiveActions = 
            planCorrectiveActions(nonConformities);
        
        // 5. 生成报告
        report.setFindings(findings);
        report.setNonConformities(nonConformities);
        report.setCorrectiveActions(correctiveActions);
        
        return report;
    }
}

合规自动化

# 合规自动化配置
compliance:
  automation:
    enabled: true
    
    # 自动化扫描
    scanning:
      schedule: "0 0 2 * * ?"
      targets:
        - type: "vulnerability"
          frequency: "weekly"
        - type: "compliance"
          frequency: "daily"
        - type: "configuration"
          frequency: "daily"
    
    # 自动化修复
    remediation:
      auto_fix: true
      max_risk_level: "MEDIUM"
      approval_required:
        - "HIGH"
        - "CRITICAL"
    
    # 报告生成
    reporting:
      frequency: "monthly"
      recipients:
        - "security-team@company.com"
        - "compliance@company.com"
      formats:
        - "pdf"
        - "json"
        - "csv"
  
  # 合规框架
  frameworks:
    gdpr:
      enabled: true
      data_categories:
        - "personal_data"
        - "sensitive_data"
      retention_period: "365d"
      breach_notification: "72h"
    
    mlps:
      enabled: true
      level: 3
      assessment_frequency: "annual"
    
    iso27001:
      enabled: true
      certification_body: "第三方认证机构"
      surveillance_audit: "annual"
      recertification: "3years"
  
  # 审计日志
  audit:
    enabled: true
    retention: "7years"
    storage: "immutable"
    
    events:
      - "data_access"
      - "data_modification"
      - "data_deletion"
      - "permission_change"
      - "security_incident"

合规架构通过GDPR、等保2.0和ISO 27001的综合实施，确保企业信息安全符合国际和国内法规要求。